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Law360, The Wall Street Journal, Bloomberg, ThinkAdvisor, USA Today, Reuters
Merrill Lynch Settles SEC Probe in Largest Customer Protection Settlement in Agency's History
Bank of America Corp's Merrill Lynch brokerage unit will pay $415 million and admit to wrongdoing to settle charges that it misused customer cash in the largest customer protection settlement in the...
June
23,
2016
Law360, The Wall Street Journal, InsideCounsel, Bloomberg, ThinkAdvisor, The Washington Post, Washington Examiner
SEC Hands Whistleblower $17M for Juicy Tip
The U.S. Securities and Exchange Commission has awarded $17 million—its second largest award yet—to a former company employee whose detailed tip gave the regulator a major leg up in an investigation...
June
09,
2016
New York