On November 22, 2022, the U.S. Department of Labor (“DOL”) issued a final rule under the Employee Retirement Income Security Act (“ERISA”) regarding ...
On November 2, 2022, the U.S. Securities and Exchange Commission (“SEC”) adopted rule 14Ad-1 under the Securities Exchange Act of 1934 (the “Exchange ...
On July 13, 2022, the Securities and Exchange Commission voted to adopt amendments to its rules governing proxy-voting advice,1 voting to partially ...
On March 21, 2022, following a party-line, 3-1 vote, the U.S. Securities and Exchange Commission (“SEC” or the “Commission”) released a series of ...
On November 17, 2021, the U.S. Securities and Exchange Commission (“SEC”) adopted Rule 14a-19, which will provide shareholders with a more ...
Rule 10b5-1 allows company insiders to trade while in possession of material non-public information (“MNPI”) so long as it is in accordance with a ...
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