insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
Articles filtered by:

Investor Alert: Supreme Court Clarifies Pleading Requirements for Claims Brought Pursuant to Section 11 of The Securities Act of 1933

On June 1, 2023, the Supreme Court issued a unanimous opinion clarifying the pleading requirements for claims brought pursuant to Section 11 of the ...

Wednesday, June 7, 2023

by Eric J. Belfi, Guillaume Buell, and Michelle V. Cooper

Investor Alert: Courts Siding with SEC Regarding Proxy Advice Reform

Background As discussed in a previous Labaton Sucharow LLP Investor Alert, on July 13, 2022, the Securities and Exchange Commission voted to adopt ...

Wednesday, May 3, 2023

by Christine M. Fox, David Saldamando

Investor Alert: Litigation as a Tool for Achieving ESG Goals

Environmental, Social and Governance (“ESG”) investing has become more widely accepted, investors have increasingly used litigation to achieve ESG ...

Tuesday, March 28, 2023

by Domenico Minerva, Connor Boehme

Investor Alert: FTX Founder Samuel Bankman-Fried's Legal Challenges Intensify After Federal Prosecutors Unveil Multiple New Charges and Co-Founder Nishad Singh Pleads Guilty

Since we published our December 27, 2022 Investor Alert regarding federal charges against disgraced former cryptocurrency mogul Samuel Bankman-Fried ...

Friday, March 17, 2023

by Michael P. Canty, James M. Fee

Investor Alert: The Rapid Collapse of Cryptocurrency Platform FTX and the Alleged Fraud its Founder Samuel Bankman-Fried Perpetrated on his Customers and Investors

On December 12, 2022, accelerating an already profound and precipitous fall from grace, law enforcement authorities in The Bahamas arrested Samuel ...

Tuesday, December 27, 2022

by Michael P. Canty, James M. Fee

Investor Alert: SEC Amendments to Rule 10b5-1 Insider Trading Plans and Related Disclosures

On December 14, 2022, the Securities and Exchange Commission (“SEC”) unanimously adopted amendments to Rule 10b5-1 under the Securities Exchange Act ...

Tuesday, December 20, 2022

by Eric J. Belfi and Charles J. Stiene
1 2 3 4