insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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INSIGHTS & ANALYSES

Investor Alert: SEC Issues Proposed Rule Changes Addressing Climate-Related Information Disclosure to Investors

On March 21, 2022, following a party-line, 3-1 vote, the U.S. Securities and Exchange Commission (“SEC” or the “Commission”) released a series of ...

Tuesday, March 29, 2022

by Eric J. Belfi, James M. Fee
INSIGHTS & ANALYSES

Investor Alert: SEC’s Universal Proxy Rules Benefit Shareholders

On November 17, 2021, the U.S. Securities and Exchange Commission (“SEC”) adopted Rule 14a-19, which will provide shareholders with a more ...

Friday, December 3, 2021

by Eric J. Belfi, Lara Goldstone, Philip J. Leggio
INSIGHTS & ANALYSES

Investor Alert: SEC Signals Forthcoming Reforms to Rule 10b5-1

Rule 10b5-1 allows company insiders to trade while in possession of material non-public information (“MNPI”) so long as it is in accordance with a ...

Thursday, November 18, 2021

by Eric J. Belfi, Nico Minerva, Corban S. Rhodes, Charles J. Stiene
INSIGHTS & ANALYSES

Investor Alert: “Extraterritoriality” and Other Emerging Litigation Trends with Respect to Cryptocurrency

In recent years, as investments in cryptocurrency have surged and public sales known as “coin offerings” have become more frequent, cryptocurrencies ...

Wednesday, October 27, 2021

by Eric J. Belfi, Nico Minerva, Robert Rowley
INSIGHTS & ANALYSES

Investor Alert: Defendants’ Renewed Efforts to Pursue Disfavored Discovery from Absent Class Members

In recent years, defendants in securities class action litigation have increased their attempts to obtain discovery from absent class members, ...

Friday, September 17, 2021

by Jonathan Gardner, Joseph Cotilletta, Marco A. Dueñas
INSIGHTS & ANALYSES

Investor Alert: “Traceability” Developments in Securities Litigations

“Traceability” is generally a prerequisite to recovery under Section 11 of the Securities Act of 1933 (the “Securities Act”).  Investors who purchase ...

Thursday, February 18, 2021

by Alfred L. Fatale III, Alec T. Coquin, and Charles Farrell
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