insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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INSIGHTS & ANALYSES

Ex-SEC Attorney Raps WSJ Report on Enforcement Activity

Jordan A. Thomas discusses how the Securities and Exchange Commission is on track to have a record year for enforcement activity If the first half of ...

Tuesday, August 15, 2017

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Achievements, Challenges and Change: A Look at the Past, Present and Future of the SEC Whistleblower Program

We discuss highlights from Achievements, Challenges and Change: The SEC Whistleblower Program Year in Review. Four years ago this month, with the ...

Friday, November 7, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Support Protections for Whistleblowers

The right to report malfeasance should be an unwaivable right in a democratic state; obstruction of that right is cartel-like conduct. In Room for ...

Wednesday, August 27, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Wall Street's New Enforcers Aim to Muzzle Whistleblowers

  Welcome to Wall Street, where the unwritten rule has always been that you don't talk about illegal or unethical activities with law enforcement or ...

Monday, July 21, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Point-Counterpoint: Dodd-Frank Whistleblower Rules

Dodd-Frank Whistleblower Rules 1) Were the whistleblower provisions in Dodd-Frank necessary for investor protection?  Jordan Thomas: Yes. The new ...

Tuesday, August 9, 2011

by Jordan A. Thomas
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