insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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INSIGHTS & ANALYSES

When Can an Officer Blow the Whistle?

What should corporate officers do when considering whether to become a whistleblower and disclose possible illegal conduct at their employer? It is ...

Tuesday, August 21, 2012

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Whistleblowers & PE

Potential whistleblowers have been newly incentivised to report possible violations, and will receive previously unheard of levels of protection for ...

Tuesday, September 6, 2011

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Point-Counterpoint: Dodd-Frank Whistleblower Rules

Dodd-Frank Whistleblower Rules 1) Were the whistleblower provisions in Dodd-Frank necessary for investor protection?  Jordan Thomas: Yes. The new ...

Tuesday, August 9, 2011

by Jordan A. Thomas
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INSIGHTS & ANALYSES

SEC Contemplating Governance Reforms

After enacting reform in the finance and healthcare sectors legislators and regulators have staked out a new battleground. After enacting reform in ...

Wednesday, December 1, 2010

by Christopher Keller
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