insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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INSIGHTS & ANALYSES

Achievements, Challenges and Change: A Look at the Past, Present and Future of the SEC Whistleblower Program

We discuss highlights from Achievements, Challenges and Change: The SEC Whistleblower Program Year in Review. Four years ago this month, with the ...

Friday, November 7, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Oil in the Joints or Monkey Wrench in the Gears: Deferred and Non-Prosecution Agreements in Antitrust Cases

We observe the possible effects of a shift from both, a government enforcer and defense perspective, and discuss what this means for future antitrust ...

Monday, November 3, 2014

by Jay L. Himes
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INSIGHTS & ANALYSES

A Major Victory for Investors: The U.S. Supreme Court's Decision in Halliburton Preserves the Status Quo in U.S. Securities Litigation

We address the importance of the June 2014 decision, Halliburton Co. v. Erica P. John Fund. This article appeared in the October 2014 issue ...

Wednesday, October 1, 2014

by Thomas A. Dubbs
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INSIGHTS & ANALYSES

Support Protections for Whistleblowers

The right to report malfeasance should be an unwaivable right in a democratic state; obstruction of that right is cartel-like conduct. In Room for ...

Wednesday, August 27, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Wall Street's New Enforcers Aim to Muzzle Whistleblowers

  Welcome to Wall Street, where the unwritten rule has always been that you don't talk about illegal or unethical activities with law enforcement or ...

Monday, July 21, 2014

by Jordan A. Thomas
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INSIGHTS & ANALYSES

Mandatory Arbitration Provisions: A New Attack on Access to the Courts

Private litigation by institutional investors has always been a crucial complement to regulatory efforts to police the integrity and transparency of ...

Wednesday, April 30, 2014

by Rachel A. Avan