insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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Investor Alert: DOL Final Rule on Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights

On November 22, 2022, the U.S. Department of Labor (“DOL”) issued a final rule under the Employee Retirement Income Security Act (“ERISA”) regarding ...

Tuesday, December 6, 2022

by Thomas G. Hoffman Jr., Guillaume Buell, Charles Wood

Investor Alert: SEC Proxy Voting Disclosure Rules Aid Investors

On November 2, 2022, the U.S. Securities and Exchange Commission (“SEC”) adopted rule 14Ad-1 under the Securities Exchange Act of 1934 (the “Exchange ...

Wednesday, November 9, 2022

by Domenico Minerva, Philip J. Leggio

Inside the History and Impact of the PSLRA

Partners Eric J. Belfi, Michael P. Canty, and Associate Danielle Izzo are the authors of the analysis "Inside the History and Impact of the PSLRA" ...

Wednesday, October 26, 2022

by Eric J. Belfi, Michael P. Canty, and Danielle Izzo

2nd Circ. Securities Ruling May Encourage Fraud

Partner Carol C. Villegas, Of Counsel Jake Bissell-Linsk, and Associate Danielle Izzo are authors of the analysis "2nd Circ. Securities Ruling May ...

Monday, October 17, 2022

by Carol C. Villegas, Jake Bissell-Linsk, Danielle Izzo

Investor Alert: SEC’s Amendment to Proxy-Advisory Rules a Win for Voting Independence of Institutional Investors

On July 13, 2022, the Securities and Exchange Commission voted to adopt amendments to its rules governing proxy-voting advice,1 voting to partially ...

Friday, July 22, 2022

by Domenico Minerva, David Saldamando

Investor Alert: SEC Issues Proposed Rule Changes Addressing Climate-Related Information Disclosure to Investors

On March 21, 2022, following a party-line, 3-1 vote, the U.S. Securities and Exchange Commission (“SEC” or the “Commission”) released a series of ...

Tuesday, March 29, 2022

by Eric J. Belfi, James M. Fee
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