insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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5th Circ. Confidential Witness Ruling Is a Big Change

Partner James T. Christie and Associate David Saldamando are authors of the article "5th Circ. Confidential Witness Ruling is a Big Change," ...

Tuesday, January 31, 2023

by James T. Christie and David Saldamando

Investor Alert: The Rapid Collapse of Cryptocurrency Platform FTX and the Alleged Fraud its Founder Samuel Bankman-Fried Perpetrated on his Customers and Investors

On December 12, 2022, accelerating an already profound and precipitous fall from grace, law enforcement authorities in The Bahamas arrested Samuel ...

Tuesday, December 27, 2022

by Michael P. Canty, James M. Fee

Investor Alert: SEC Amendments to Rule 10b5-1 Insider Trading Plans and Related Disclosures

On December 14, 2022, the Securities and Exchange Commission (“SEC”) unanimously adopted amendments to Rule 10b5-1 under the Securities Exchange Act ...

Tuesday, December 20, 2022

by Eric J. Belfi and Charles J. Stiene

Investor Alert: DOL Final Rule on Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights

On November 22, 2022, the U.S. Department of Labor (“DOL”) issued a final rule under the Employee Retirement Income Security Act (“ERISA”) regarding ...

Tuesday, December 6, 2022

by Thomas G. Hoffman Jr., Guillaume Buell, Charles Wood

Investor Alert: SEC Proxy Voting Disclosure Rules Aid Investors

On November 2, 2022, the U.S. Securities and Exchange Commission (“SEC”) adopted rule 14Ad-1 under the Securities Exchange Act of 1934 (the “Exchange ...

Wednesday, November 9, 2022

by Domenico Minerva, Philip J. Leggio

Inside the History and Impact of the PSLRA

Partners Eric J. Belfi, Michael P. Canty, and Associate Danielle Izzo are the authors of the analysis "Inside the History and Impact of the PSLRA" ...

Wednesday, October 26, 2022

by Eric J. Belfi, Michael P. Canty, and Danielle Izzo
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