insights+Analyses Published

We're attuned to (often ahead of) the key issues facing the market. It's about arming investors, consumers, and businesses with the information they need to make sound decisions.
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Thomas A. Dubbs

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Labaton
INSIGHTS & ANALYSES

Whistleblowers and Corporate Misconduct: the U.S. v. the UK

On July 21, 2010, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act, one of the most significant financial reform ...

Thursday, December 1, 2011

by Thomas A. Dubbs
Labaton
INSIGHTS & ANALYSES

Playing the Blame Game at RBS

Even David Cameron has problems with Sir Fred Goodwin, the former CEO of the Royal Bank of Scotland Group PLC. On Sir Fred's watch, the once famously ...

Saturday, October 1, 2011

by Thomas A. Dubbs
Labaton
INSIGHTS & ANALYSES

PCAOB Proposals Promise Increased Transparency in Audit Industry

  On June 21, 2011 the Public Company Accounting Oversight Board (PCAOB), whose mission is the regulation of US auditing firms, took the first step ...

Wednesday, June 1, 2011

by Thomas A. Dubbs
Labaton
INSIGHTS & ANALYSES

Increased FDIC Lawsuits a Step in the Right Direction, But Too Little Too Late?

In October 2010, the United States' Federal Deposit Insurance Corporation (FDIC), an independent agency of the federal government that insures ...

Friday, April 1, 2011

by Thomas A. Dubbs
Labaton
INSIGHTS & ANALYSES

Financial Stability Oversight Council's Proposed Metrics for Supervision of Non-Bank Financial Firms

We have previously commented on the efforts worldwide to make the financial system "healthier" via the Basel III process of forcing financial ...

Tuesday, February 1, 2011

by Thomas A. Dubbs
Labaton
INSIGHTS & ANALYSES

2010 – The Securities Year in Review

The end of 2010 is upon us and the beginning of 2011 looms on the horizon. Though not as tumultuous as 2007 or 2008, with no world-shaking corporate ...

Wednesday, December 1, 2010

by Thomas A. Dubbs
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