Jordan A. Thomas Served as a Panelist at The Alliance of Alternative Asset Professionals (TAAAPs) Speaker Series - A Changing Regulatory Environment

New York, NY
March 20, 2012

On Tuesday, March 20, 2012, The Alliance of Alternative Asset Professionals (TAAAPs) hosted their next TAAAPs Speaker Series on "A Changing Regulatory Environment". 

TAAAPs assembled a stellar panel of speakers to discuss compliance and the ever changing regulatory landscape. Among topics discussed were the impact compliance has on fundraising and on managing investments, expectations of regulators on investors and managers, the Dodd-Frank Wall Street Reform Act, the Volcker Rule, Whistle Blower Policies, and ongoing compliance requirements.  

Partner Jordan A. Thomas joined the following distinguished panel to discuss the implications of these regulatory changes on the horizon.

Moderator: 
Stephen McShea - Larch Lane Advisors, LLC 

Panelists:   
Harris Bogner - Compliance Consulting Solutions, LLC                   
Joseph Mecane - NYSE - Euronext                    
Jordan A. Thomas - Labaton Sucharow, LLP             
Patrick Tominey - FINRA Member Regulation