Jordan A. Thomas Spoke at New York City Bar Association CLE

New York City Bar
September 27, 2012

The New York City Bar Association hosted a CLE entitled "The Ins & Outs of Recovering Assets Via Whistleblowers & Other Tipsters."

Partner Jordan A. Thomas spoke on the 8:00 pm panel " The SEC's Search for Assets Through the Dodd-Frank Whistleblower Program" and covered the following topics:

  •  Overview of the Dodd-Frank whistleblower provisions: the new framework of monetary awards and employment protections 
  • General requirements: common securities violations, applicable statute of  imitations, materiality and procedural rules 
  • Gatekeeper eligibility: attorneys, accountants, officers, directors and others 
  • Culpable whistleblowers: the risks and rewards for whistleblowers with potential liability
  • Best practices for establishing a culture of integrity and encouraging internal reporting within your organization

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