Jordan A. Thomas Led a Session on the Dodd-Frank Whistleblower Provisions at the NELA/Illinois CLE Luncheon
Chicago, IL
March 29, 2012
Partner Jordan A. Thomas discussed the Dodd-Frank whistleblower provisions at the NELA/Illinois CLE Luncheon on Thursday, March 29, 2012.
Jordan's session included the following topics:
- Overview of the Dodd-Frank whistleblower provisions: the new framework of incentives and anti-retaliation protections
- Identifying eligible clients: common securities violations, applicable statute of limitations, and materiality requirements
- Procedural requirements for SEC whistleblowers
- Advising clients with potential liability
- The risks and rewards of internal reporting for potential whistleblowers
- Best practices for negotiating settlements in light of the new whistleblower provisions
- Comparing the new Dodd-Frank whistleblower provisions to other state and federal programs