Jordan A. Thomas Presented at the 2011 EU & UK Practitioners Summit on Banking Regulation 2011
October 13, 2011
Infoline hosted the 2011 EU & UK Practitioners Summit on Banking Regulation 2011 in London on October 12-13, 2011.
Partner Jordan A. Thomas presented in an individual session entitled, "A Quiet Revolution In Enforcement - How US Financial Reforms and Recent Whistleblower Provisions Impact Global Financial Institutions" on October 13th, at 11:15am. Jordan's session covered the following topics:
- Overview of the SEC's Whistleblower Program
- Implications across the pond - the broad reach of US regulatory developments
- Recent international enforcement cases that illustrate exposure
- How compliance programs can effectively respond